Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Tang is a financial professional with over 6 years of experience in the industry. James is currently a registered representative and principal with A.g.p. / Alliance Global Partners. James is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states. Previously, James worked as a registered representative with AEGIS CAPITAL CORP.. James specializes in providing financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles. James is also a registered representative with the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), the Investment Banking Registered Representative Examination (Series 79), and the General Securities Principal Examination (Series 24).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
03/01/2018 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
03/30/2012 - 03/06/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
BOTH
Issued 08/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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