Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thurman Kahn is a financial advisor currently registered with Osaic Wealth, Inc., a firm with over 40,000 clients and over $94 billion in regulatory assets under management. James has been working in the financial services industry since 1995. His prior experience includes roles at Oppenheimer & Co. Inc., Citigroup Global Markets Inc., and UBS PaineWebber Inc. James has passed a number of industry exams, including the Series 6, 7, 63, and 65 exams, as well as the SIE exam. James is registered with the state of New York and several other states, including California, New Jersey, Pennsylvania, and Connecticut. He is also a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/19/2020 - Present
Osaic Wealth, Inc. (Bronx NY)
NY
04/29/2008 - 10/23/2020
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/07/2003 - 05/01/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/04/2002 - 02/12/2003
PARK SOUTH SECURITIES, LLC (ISELIN NJ)
NJ
11/18/1996 - 09/11/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MA
06/19/1995 - 10/07/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/19/1995 - 10/07/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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