Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Walsh is a registered representative with Evercore Group LLC, based in Westport, Connecticut. James has been in the financial services industry since May 4, 2007. James holds the Series 63, Series 7, and SIE exams. James is registered to provide investment advice in 37 states across the United States. James was previously registered with INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC from May 4, 2007 to December 31, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/22/2015 - Present
Evercore Group LLC (Westport CT)
NY
05/04/2007 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (New York NY)
BC
Issued 09/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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