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James Thomas Walden

MFS Fund Distributors, Inc.

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About James Thomas Walden

James Walden is a financial professional with over 30 years of experience in the industry. James is currently registered with MFS Fund Distributors, Inc. and is licensed in multiple states. Prior to joining MFS Fund Distributors, Inc., James was a registered representative at American Century Investment Services Inc. for over 14 years. James holds the Series 6, Series 7TO, and SIE licenses.

Firm Information

James Walden is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Walden’s Registration & Firm History

MA

12/02/2014 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

MO

02/24/2000 - 10/27/2014

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MO

02/06/2002 - 12/31/2002

AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)

CA

03/17/1999 - 02/29/2000

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

MO

09/05/1991 - 02/25/1998

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 09/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Thomas Walden.
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