Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vonderwerth is a financial advisor with Cetera Advisor Networks LLC in Concord, CA. James has been in the financial services industry since November 5, 1995. James has Series 7, 31 and SIE securities licenses. James holds registrations in 8 states, including California, Arizona, Colorado, Hawaii, Idaho, Maryland, Oklahoma, and Texas. Cetera Advisor Networks LLC is an Independent Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/13/2008 - Present
Cetera Advisor Networks LLC (CONCORD CA)
CA
05/04/2007 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (FOLSOM CA)
CA
08/30/2001 - 05/08/2007
INVEST FINANCIAL CORPORATION (AUBURN CA)
CA
05/18/2000 - 08/20/2001
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
06/03/1998 - 04/14/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NJ
05/14/1997 - 06/16/1997
E*TRADE SECURITIES, INC. (JERSEY CITY NJ)
AZ
05/02/1996 - 05/17/1996
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NY
08/23/1993 - 03/11/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 10/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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