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James Thomas Taylor

Virtus Investment Advisers, Inc.

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About James Thomas Taylor

James Taylor is a financial advisor registered with Virtus Investment Advisers, Inc. in Hartford, Connecticut. James has been in the industry since 1995 and is also registered with the state of Connecticut as an Investment Advisor Representative. James's professional career has included roles at several firms, including AllianceBernstein Investments, Inc. and Sanford C. Bernstein & Co., LLC. James has a variety of licenses including Series 7, 24, 51, and 63.

Firm Information

James Taylor is currently registered with Virtus Investment Advisers, Inc.. Virtus Investment Advisers, Inc. is an investment advisor registered with the SEC. Located in HARTFORD, CT, the firm primarily serves investment companies, managing $53,982,609,839 in assets for 105 clients. Virtus Investment Advisers, Inc. also provides selection of other advisors and other advisory services.
Virtus Investment Advisers, Inc.

ONE FINANCIAL PLAZA

HARTFORD, CT 06103

$53.98B

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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an employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Taylor’s Registration & Firm History

CT

11/30/2020 - Present

Virtus Investment Advisers, Inc. (HARTFORD CT)

NY

03/18/2016 - 10/18/2019

ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)

NY

05/29/2015 - 10/18/2019

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

07/31/1997 - 05/15/2015

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

GA

05/23/1996 - 07/22/1997

ARGENT SECURITIES, INC. (ATLANTA GA)

CO

03/22/1995 - 06/11/1996

PATTERSON TRAVIS, INC. (ENGLEWOOD CO)

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Licenses & Designations

IA

Issued 11/30/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2020

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/26/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Thomas Taylor.
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