Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Spach is an Investment Advisor Representative with Ameriprise Financial Services, LLC in Calabasas, CA. James has been in the industry since 2003 and holds both a Series 66 and Series 24 license. James is registered to conduct business in 32 states and has 33 total registrations including IA registrations. James has previous employment with Financial West Group. In addition to providing investment advisory services, James also offers a variety of other services, including financial planning, pension consulting, educational seminars, and asset allocation services. James has been involved in the financial services industry for over 20 years and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/07/2018 - Present
Ameriprise Financial Services, LLC (CALABASAS CA)
CA
10/02/2003 - 08/02/2006
FINANCIAL WEST GROUP (WOODLAND HILLS CA)
BOTH
Issued 11/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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