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James Thomas Schade

Pruco Securities, LLC

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About James Thomas Schade

James Thomas Schade is a registered Investment Advisor Representative with Pruco Securities, LLC. James Schade has been in the financial industry since July 10, 1983. James Thomas Schade is based out of the PARAMUS, NJ branch office of Pruco Securities, LLC. James Thomas Schade holds a Series 6, Series 7, Series 65, and SIE license. James Thomas Schade specializes in working with individuals, high-net-worth individuals, corporations, and trusts and estates. James Thomas Schade has worked for Pruco Securities, LLC since August 1981.

Firm Information

James Schade is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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James Schade’s Registration & Firm History

NJ

06/25/2002 - Present

Pruco Securities, LLC (PARAMUS NJ)

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Licenses & Designations

IA

Issued 06/04/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2003

Series 7 - General Securities Representative Examination

BC

Issued 06/20/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Thomas Schade.
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