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James Thomas Ruffin

Elemental Capital Management, LLC

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About James Thomas Ruffin

James Ruffin is an Investment Advisor Representative at Elemental Capital Management, LLC. James has been in the industry for over 10 years, holding previous positions at Wells Fargo Clearing Services, LLC and SunTrust Investment Services, Inc. James is registered with the state of Virginia and holds the Series 66, Series 7 and SIE exams. Elemental Capital Management, LLC is a Registered Investment Advisor headquartered in Glen Allen, Virginia.

Firm Information

James Ruffin is currently registered with Elemental Capital Management, LLC. Elemental Capital Management, LLC is an investment advisor specializing in portfolio management for individuals. The firm manages approximately $44.7 million in assets for 74 clients, primarily high-net-worth individuals and individuals other than high-net-worth.

$44.71M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Ruffin’s Registration & Firm History

VA

02/08/2018 - Present

Elemental Capital Management, LLC (GLEN ALLEN VA)

VA

10/01/2010 - 02/08/2018

WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)

VA

07/14/2008 - 10/04/2010

SUNTRUST INVESTMENT SERVICES, INC. (ROANOKE VA)

SC

09/14/2007 - 04/28/2008

EDWARD JONES (SUMMERVILLE SC)

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Licenses & Designations

BOTH

Issued 09/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Thomas Ruffin.
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