Unclaimed
James Ruffin is an Investment Advisor Representative at Elemental Capital Management, LLC. James has been in the industry for over 10 years, holding previous positions at Wells Fargo Clearing Services, LLC and SunTrust Investment Services, Inc. James is registered with the state of Virginia and holds the Series 66, Series 7 and SIE exams. Elemental Capital Management, LLC is a Registered Investment Advisor headquartered in Glen Allen, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
02/08/2018 - Present
Elemental Capital Management, LLC (GLEN ALLEN VA)
VA
10/01/2010 - 02/08/2018
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
07/14/2008 - 10/04/2010
SUNTRUST INVESTMENT SERVICES, INC. (ROANOKE VA)
SC
09/14/2007 - 04/28/2008
EDWARD JONES (SUMMERVILLE SC)
BOTH
Issued 09/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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