Unclaimed
James Thomas Rodenbush is a financial professional with over 2 years of experience in the industry. James is currently registered with Stonex Financial Inc., a firm based in New York. James has held a Series 7TO and Series 66 license since 2021, and has passed the SIE Exam. James is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2022 - Present
Stonex Financial Inc. (NEW YORK NY)
FL
01/05/2021 - 10/12/2021
ADVISORS ASSET MANAGEMENT, INC. (Boca Raton FL)
BOTH
Issued 02/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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