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James Thomas Rodenbush

Stonex Financial Inc.

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About James Thomas Rodenbush

James Thomas Rodenbush is a financial professional with over 2 years of experience in the industry. James is currently registered with Stonex Financial Inc., a firm based in New York. James has held a Series 7TO and Series 66 license since 2021, and has passed the SIE Exam. James is registered in New York.

Firm Information

James Rodenbush is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Rodenbush’s Registration & Firm History

NY

01/06/2022 - Present

Stonex Financial Inc. (NEW YORK NY)

FL

01/05/2021 - 10/12/2021

ADVISORS ASSET MANAGEMENT, INC. (Boca Raton FL)

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Licenses & Designations

BOTH

Issued 02/09/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Thomas Rodenbush. Review regulatory record here.
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