Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Read is a financial advisor with Stifel, Nicolaus & Company, Inc. James has been in the industry since 2012, working previously with Sierra Pacific Securities, LLC. James holds a variety of licenses including Series 7, Series 52, Series 53 and Series 99TO exams. James is registered with the state of Nevada. James specializes in financial planning, pension consulting and portfolio management. James is also a registered representative of Stifel, Nicolaus & Company, Inc. and is located in Las Vegas, Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/05/2024 - Present
Stifel, Nicolaus & Company, Inc. (Las Vegas NV)
NV
06/21/2012 - 04/05/2024
SIERRA PACIFIC SECURITIES, LLC (LAS VEGAS NV)
BC
Issued 07/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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