Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Parks is a financial advisor with over 30 years of experience in the financial services industry. He is a registered representative with LPL Financial LLC and Private Advisor Group, LLC. James provides financial planning, investment management, and consulting services to individuals, families, and businesses. James is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 6, 7, 24, 63, and 65 licenses. He is also licensed to sell insurance in multiple states. James is committed to providing his clients with personalized financial advice and guidance. He believes in building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
02/01/2022 - Present
LPL Financial LLC (RIDGEWOOD NJ)
GA
10/30/1995 - 05/26/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
01/11/1995 - 07/31/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
03/25/1992 - 01/27/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/25/1992 - 01/27/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 10/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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