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James Thomas Obrien

Money Concepts Capital Corp.

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About James Thomas Obrien

James Thomas Obrien is a registered representative with Money Concepts Capital Corp. Obrien has been in the securities industry for over 26 years, and holds the Series 7, Series 63 and SIE licenses. Obrien is registered with the state of Missouri as an investment advisor representative. Obrien is also registered in 13 other states including Alabama, Arizona, California, Florida, Iowa, Kansas, Kentucky, Louisiana, Nevada, New York, North Carolina and Wisconsin. Obrien is a financial advisor who provides general consulting services, financial planning and portfolio management.

Firm Information

James Obrien is currently registered with Money Concepts Capital Corp.. Money Concepts Capital Corp. is a corporation formed in 1982 and headquartered in PALM BEACH GARDENS, FL. The firm provides financial planning and portfolio management services for individuals, businesses, and charitable organizations. Money Concepts Capital Corp. is registered with the SEC and in 53 states. They have over 400 licensed agents and manage over $2.9 billion in assets.
Money Concepts Capital Corp.

11440 JOG ROAD

PALM BEACH GARDENS, FL 33418

$2.90B

Assets Under Management

1,239

Total Clients

443

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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general consulting services

General consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fee

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James Obrien’s Registration & Firm History

MO

12/27/2001 - Present

Money Concepts Capital Corp. (SAINT CHARLES MO)

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Licenses & Designations

BC

Issued 10/10/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Thomas Obrien.
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