Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nelson is a financial advisor with over 19 years of experience in the financial services industry. James is registered with J. W. Cole Advisors, Inc. in Tampa, FL. James has been with J. W. Cole Advisors, Inc. since April 2019. James previously worked for G.F. Investment Services, LLC, LPL Financial LLC, Mutual Service Corporation, TD Ameritrade, Inc., Franklin/Templeton Distributors, Inc., Chase Investment Services Corp., Sky Capital LLC and S.W. Bach & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/23/2019 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
FL
09/09/2013 - 04/18/2019
G.F. INVESTMENT SERVICES, LLC (LAND O LAKES FL)
FL
09/08/2009 - 10/02/2013
LPL FINANCIAL LLC (TAMPA FL)
FL
03/21/2007 - 09/08/2009
MUTUAL SERVICE CORPORATION (TAMPA FL)
FL
10/24/2006 - 12/04/2006
TD AMERITRADE, INC. (ORLANDO FL)
FL
02/24/2006 - 09/29/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
IL
11/11/2004 - 11/09/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
06/08/2004 - 10/25/2004
SKY CAPITAL LLC (NEW YORK NY)
NY
11/21/2003 - 06/21/2004
S.W. BACH & COMPANY (PORT WASHINGTON NY)
IA
Issued 05/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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