Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Murphy has been in the financial services industry since 1982 and is currently registered with TLG Advisors, Inc. James is registered with the state of Tennessee as an Investment Advisor Representative (IAR). James has experience in both securities and insurance. James has a series 6 and Series 26 license and has worked with a variety of clients including: corporations, individuals, pension and profit-sharing plans, and charitable organizations. James specializes in providing financial planning, portfolio management for businesses and individuals, placement of institutional funds and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
03/19/2022 - Present
TLG Advisors, Inc. (Nashville TN)
TN
02/02/1982 - 03/15/2022
SECURITIES MANAGEMENT & RESEARCH, INC. (Nashville TN)
CO
01/14/2022 - 01/14/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
BC
Issued 03/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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