Unclaimed
James Thomas Morris is a licensed securities professional with Nylife Securities LLC. James is registered in Louisiana, Mississippi, Tennessee, and Texas. James earned Series 63, Series 6TO, and SIE licenses. James has over 1 year of experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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LA
03/17/2023 - Present
Nylife Securities LLC (NEW ORLEANS LA)
BC
Issued 05/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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