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James Thomas Morris

Nylife Securities LLC

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About James Thomas Morris

James Thomas Morris is a licensed securities professional with Nylife Securities LLC. James is registered in Louisiana, Mississippi, Tennessee, and Texas. James earned Series 63, Series 6TO, and SIE licenses. James has over 1 year of experience in the securities industry.

Firm Information

James Morris is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Morris’s Registration & Firm History

LA

03/17/2023 - Present

Nylife Securities LLC (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 05/15/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/23/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Thomas Morris.
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