Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McGavin is a financial advisor at LPL Financial LLC. James McGavin has been in the industry since 1986 and has a wealth of experience providing financial advice to clients. James McGavin is registered with FINRA as a Registered Representative and holds the Series 3, Series 7 and SIE licenses. James McGavin is also registered as an Investment Advisor Representative in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
12/21/2021 - Present
LPL Financial LLC (OLD TAPPAN NJ)
NJ
04/29/2011 - 12/15/2021
ROYAL ALLIANCE ASSOCIATES, INC. (OLD TAPPAN NJ)
NJ
04/29/1992 - 05/03/2011
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
05/23/1986 - 05/04/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1988
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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