Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McDermott is a financial professional with a background in securities. James is currently registered with Northwestern Mutual Investment Services, LLC. James has passed the Series 63, Series 7TO, and SIE exams. James is registered in Pennsylvania and New York and is active in both states. James specializes in the investment advisory field, including referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
PA
01/26/2024 - Present
Northwestern Mutual Investment Services, LLC (PHILADELPHIA PA)
BC
Issued 03/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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