Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Mangan is a financial advisor currently registered with Mesirow Financial, Inc. Mangan has been in the industry since August 3, 1993 and has a diverse professional background. Mangan has been registered in Illinois since May 13, 2013. Prior to joining Mesirow Financial, Inc. Mangan worked at Goldman, Sachs & Co. and Smith Barney Inc. in New York, New York. Mangan has a wide range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/13/2013 - Present
Mesirow Financial, Inc. (CHICAGO IL)
NY
02/03/1998 - 05/20/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/23/1993 - 12/22/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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