linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Thomas Maher

BAY Crest Partners, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Thomas Maher

James Maher is a financial professional with over 25 years of experience in the securities industry. Currently, James is a Registered Representative with Bay Crest Partners, LLC located in New York, NY. Prior to joining Bay Crest Partners, LLC, James was a registered representative with Mischler Financial Group, Inc., GTS Execution Services LLC, and GTS Securities LLC. James holds the Series 7, Series 63, Series 21 and Series 25 licenses.

Firm Information

James Maher is currently registered with BAY Crest Partners, LLC. BAY Crest Partners, LLC is a Limited Liability Company formed in December 1994. The firm is registered in 26 states and has 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Maher’s Registration & Firm History

NY

09/06/2023 - Present

BAY Crest Partners, LLC (NEW YORK NY)

CT

12/05/2018 - 09/11/2023

MISCHLER FINANCIAL GROUP, INC. (STAMFORD CT)

NY

04/10/2023 - 08/30/2023

GTS EXECUTION SERVICES LLC (NEW YORK NY)

NY

04/13/2016 - 08/30/2023

GTS SECURITIES LLC (New York NY)

NY

01/25/2010 - 04/27/2016

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

12/01/2008 - 01/27/2010

LABRANCHE & CO. LLC (NEW YORK NY)

NY

04/23/2001 - 04/01/2009

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

NY

11/13/1995 - 02/05/2001

WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)

Not sure if James Thomas Maher is right for you?

Licenses & Designations

BC

Issued 09/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/24/2000

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 11/03/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Thomas Maher.
Not sure if James Thomas Maher is right for you?