Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Lee IV is an investment advisor representative with Ameriprise Financial Services, LLC. James has been in the industry since February 22, 1995. James is registered with the state of Alabama and has been with Ameriprise Financial Services, LLC since December 1995. Previous employment history includes IDS Life Insurance Company and J. Roe Burton & Co. Inc. James is licensed to provide investment advice in the following states: Alabama, Florida, Georgia, Louisiana, Michigan, Mississippi, Oklahoma, Tennessee, Texas, Utah, and Wisconsin. James has a Series 63, Series 24 and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
09/09/2023 - Present
Ameriprise Financial Services, LLC (MOBILE AL)
MN
09/05/1995 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
TX
02/23/1995 - 09/12/1995
J. ROE BURTON & CO. INC. (DALLAS TX)
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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