Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Jones has been in the financial services industry since 1978. James is currently registered with LPL Financial LLC in Irvine, CA. James previously worked at LPL Financial LLC in Tustin, CA, Triequa Capital Corporation in Tustin, CA, and Capital Analysts, Incorporated. James holds the Series 63, SIE, Series 7, and Series 1 licenses. James is also registered in California, Colorado, Florida, Michigan, Nevada, and Virginia. James offers financial planning, retirement planning, life insurance, and fixed insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/05/2016 - Present
LPL Financial LLC (IRVINE CA)
CA
02/29/2008 - 12/31/2015
LPL FINANCIAL LLC (TUSTIN CA)
CA
04/25/1983 - 09/05/2008
TRIEQUA CAPITAL CORPORATION (TUSTIN CA)
NA
08/24/1978 - 04/05/1983
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure James Jones is the right advisor for you? Invested Better is here to help.
