Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Huckaba is a financial professional with over 20 years of experience in the industry. James is currently registered with Calton & Associates, Inc. and has previously held positions at Signator Investors, Inc., Transamerica Financial Advisors, Inc and Intersecurities, Inc. James holds Series 6 and 63 securities licenses and has a SIE designation. James is a registered representative in Florida, North Carolina and Tennessee. James is a financial professional who can help clients with their financial planning and investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TN
02/09/2017 - Present
Calton & Associates, Inc. (Knoxville TN)
TN
05/13/2016 - 02/11/2017
SIGNATOR INVESTORS, INC. (KNOXVILLE TN)
TN
01/27/2011 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (KNOXVILLE TN)
TN
10/01/2003 - 01/04/2011
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
FL
10/19/1995 - 10/01/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 10/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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