Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hopper is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with LPL Financial LLC and holds licenses in Arkansas, Tennessee and Texas. James has a diverse background in the financial industry, having worked with First Citizens Financial Plus, Inc. in Dyersburg, TN and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. James has a strong focus on municipal securities and has held principal licenses. James also offers investment advisory services to a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
10/05/2015 - Present
LPL Financial LLC (DYERSBURG TN)
TN
08/10/1995 - 11/23/2015
FIRST CITIZENS FINANCIAL PLUS, INC. (DYERSBURG TN)
NY
12/23/1992 - 08/02/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
11/26/1991 - 12/23/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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