Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Holder is a financial advisor with Benjamin F. Edwards & Company, Inc. based in St. Louis, Missouri. James has over 20 years of experience in the financial services industry. Before joining Benjamin F. Edwards & Company, Inc., James worked at Wells Fargo Advisors, LLC. James is registered to provide investment advisory services in Georgia and Texas. James is also registered as a securities agent in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
04/21/2014 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
GA
09/22/2006 - 04/22/2014
WELLS FARGO ADVISORS, LLC (ROME GA)
MO
10/01/2000 - 08/28/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/26/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
06/03/1997 - 11/29/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 09/27/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1999
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
Not sure James Holder is the right advisor for you? Invested Better is here to help.
