Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Ferrin is a financial advisor who has been in the industry since 2014. James has been registered with LPL Financial LLC since 2019. James is also registered with the state of Alaska. James has a Series 7, Series 66 and SIE licenses. James is a Certified Financial Planner. James specializes in providing investment advice to individuals and families, businesses, and retirement plans. James is also active in the community, volunteering with various organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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UT
10/15/2024 - Present
LPL Financial LLC (PLEASANT GROVE UT)
UT
06/17/2020 - 02/02/2023
LPL FINANCIAL LLC (PLEASANT GROVE UT)
UT
06/18/2014 - 12/04/2019
TRIAD ADVISORS LLC (PLEASANT GROVE UT)
BOTH
Issued 08/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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