Unclaimed
James Thomas Drewes has been in the financial services industry since 1995. James is currently registered with GWN Securities Inc. in Florida. James has also held previous registrations with Lincoln Investment and Legend Equities Corporation. James has worked in multiple states including Florida, California, Colorado, Georgia, Illinois, Indiana, New York, North Carolina, Tennessee, Texas, and Virginia. James is a registered Investment Advisor Representative with the state of Florida. James specializes in Investment Advisory Services, Securities, Futures and Commodities, Mutual Funds, and Variable Annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
08/22/2018 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
FL
01/03/2017 - 08/06/2018
LINCOLN INVESTMENT (St. Petersburg FL)
FL
10/27/1995 - 01/03/2017
LEGEND EQUITIES CORPORATION (ST. PETERSBURG FL)
BOTH
Issued 07/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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