Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Deluca is a financial advisor currently registered with Jackson National Life Distributors LLC in Franklin, TN. James has been in the financial industry since 2003. His previous employers include Morgan Stanley, Raymond James & Associates, Inc., J.W. Cole Financial, Inc., and Raymond James Financial Services, Inc. James has a Series 66, Series 10, Series 9, Series 24, SIE, and Series 7. James is currently registered in Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
10/17/2016 - Present
Jackson National Life Distributors LLC (FRANKLIN TN)
FL
02/19/2013 - 10/31/2016
MORGAN STANLEY (ST. PETERSBURG FL)
FL
07/22/2008 - 01/18/2013
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/26/2007 - 04/23/2008
J.W. COLE FINANCIAL, INC. (TAMPA FL)
FL
07/27/2004 - 12/03/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/20/2003 - 07/28/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BOTH
Issued 07/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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