Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thomas Clark is a registered representative with Harris Williams and has been in the financial services industry since 2004. James is licensed in Virginia and holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses. James' primary location is at 1001 HAXALL POINT, 9TH FLOOR in RICHMOND, Virginia. James is currently associated with Harris Williams, which is located at 1001 HAXALL POINT, 9TH FLOOR in RICHMOND, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
02/09/2004 - Present
Harris Williams (RICHMOND VA)
BC
Issued 10/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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