Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cassa is a financial advisor at LPL Financial LLC in Paramus, NJ. James has been in the industry since 1995. James is registered with FINRA and has licenses in several states. James has a diverse background with experience in various financial services, including investment advisory and insurance. James has experience working with a wide range of clients including corporations, individuals, trusts, and charitable organizations. James offers financial planning services, portfolio management, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
03/09/2009 - Present
LPL Financial LLC (PARAMUS NJ)
NJ
08/03/2004 - 03/26/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NJ
10/11/1995 - 07/08/2004
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 08/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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