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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Buto is a financial advisor with LPL Financial LLC. James has been in the industry since July 8, 1997, and has held previous roles with Cambridge Investment Research, Inc., Commonwealth Financial Network, Online Brokerage Services, UVEST Financial Services Group, Inc., McDonald Investments Inc., Key Investments Inc. and Dean Witter Reynolds Inc. James holds multiple licenses including Series 7, Series 31, Series 63, Series 65 and the SIE exam. James currently serves clients in Arizona, California, Colorado, Florida, Illinois, Indiana, Kansas, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
10/30/2023 - Present
LPL Financial LLC (ERIE PA)
PA
03/05/2013 - 11/03/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Erie PA)
PA
01/09/2009 - 03/06/2013
COMMONWEALTH FINANCIAL NETWORK (ERIE PA)
OH
10/15/2008 - 01/09/2009
ONLINE BROKERAGE SERVICES (WHITEHOUSE OH)
PA
10/26/2000 - 10/14/2008
UVEST FINANCIAL SERVICES GROUP, INC. (ERIE PA)
OH
05/14/1999 - 11/03/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
03/27/1998 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
NY
04/16/1997 - 01/01/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 04/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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