linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Thomas Buccella

ADP Broker-Dealer, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Thomas Buccella

James Buccella has been in the financial services industry since November 4, 2000. James currently works for ADP Broker-Dealer, Inc. and is registered with the FINRA. He has been registered with ADP Broker-Dealer, Inc. since February 14, 2008. James is also registered as a broker in 52 states and the District of Columbia. Prior to joining ADP Broker-Dealer, Inc., James worked at HSBC Securities (USA) INC. and HSBC Brokerage (USA) INC. James is licensed to sell securities in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

James Buccella is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Buccella’s Registration & Firm History

NJ

02/14/2008 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

NY

01/01/2005 - 02/07/2008

HSBC SECURITIES (USA) INC. (BUFFALO NY)

NY

10/26/2001 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

06/15/2001 - 07/12/2001

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

NY

12/06/2000 - 06/15/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/22/1998 - 03/12/1999

CHASE SECURITIES INC. (NEW YORK NY)

Not sure if James Thomas Buccella is right for you?

Licenses & Designations

BC

Issued 04/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Thomas Buccella.
Not sure if James Thomas Buccella is right for you?