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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bova is a financial advisor at Osaic Wealth, Inc. James is a Registered Representative with over 34 years of experience in the industry. James has served in various roles at different firms during this time. His expertise lies in advising clients on their financial needs, including investments and financial planning. He is licensed to provide investment advisory services in Connecticut, Florida, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/14/2024 - Present
Osaic Wealth, Inc. (Danbury CT)
CT
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Danbury CT)
CT
10/31/2008 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Danbury CT)
CT
11/01/2006 - 11/06/2008
AXA ADVISORS, LLC (RIDGEFIELD CT)
CT
05/01/2000 - 11/21/2006
HORNOR, TOWNSEND & KENT, INC. (RIDGEFIELD CT)
NY
01/02/1998 - 05/01/2000
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
12/15/1995 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
05/24/1994 - 12/15/1995
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
01/01/1990 - 05/24/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 05/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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