Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allan is a financial advisor who is registered with Thrivent Investment Management Inc.. James is also a registered investment advisor in several states, including Arizona, Arkansas, Colorado, Florida, Illinois, Indiana, Massachusetts, Ohio, Pennsylvania, Tennessee, Texas, and Wisconsin. James has been working in the financial services industry since December 2022. James has passed the Series 66, Series 7TO, and SIE exams. James is a registered representative of Thrivent Financial and Thrivent Investment Management Inc. and offers financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
10/30/2024 - Present
Thrivent Investment Management Inc. (Janesville WI)
BOTH
Issued 02/08/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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