Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Adcock is a financial advisor who has been in the industry since 1988. He is currently registered with LPL Financial LLC, and has been with the firm since 2011. James has previously worked with a number of other firms, including SWS Financial Services, Inc., Wells Fargo Advisors, LLC, and Chase Investment Services Corp. James specializes in providing financial planning, portfolio management, and consulting services to individuals, corporations, and other businesses. He is also able to provide services to charitable organizations, pension and profit-sharing plans, and high-net-worth individuals. James is licensed to provide investment advice in Georgia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/21/2011 - Present
LPL Financial LLC (CARROLLTON TX)
TX
08/03/2009 - 11/18/2011
SWS FINANCIAL SERVICES, INC. (CARROLLTON TX)
TX
08/26/2005 - 08/06/2009
WELLS FARGO ADVISORS, LLC (DALLAS TX)
IL
11/28/2000 - 09/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
OK
06/15/2000 - 10/19/2000
BOSC, INC. (TULSA OK)
CA
06/10/1999 - 09/19/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
AL
10/05/1998 - 04/16/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
CA
11/20/1997 - 10/08/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
01/21/1991 - 12/11/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
GA
11/09/1987 - 11/26/1990
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 11/20/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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