Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Theodore Mattson is a financial advisor with over 37 years of experience in the industry. James currently holds registrations with Cetera Investment Advisers LLC and Advisornet Wealth Partners, and is licensed to provide investment advice and brokerage services. James has a wide range of experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. James has also worked with various firms throughout their career, including Ameriprise Financial Services, LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James offers a variety of services to clients, including financial planning, asset management, and pension consulting.
Sarona, WI
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
12/04/2023 - Present
Cetera Investment Advisers LLC (Sarona WI)
MN
05/22/2020 - 12/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (EDINA MN)
MN
12/10/2010 - 05/27/2020
MORGAN STANLEY (ST.PAUL MN)
WI
12/08/1995 - 12/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAU CLAIRE WI)
NA
04/19/1991 - 12/20/1995
DAIN BOSWORTH INCORPORATED
MO
05/23/1986 - 05/02/1991
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 9/6/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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