Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Theodore Mattson is a financial advisor with Cetera Investment Advisers LLC. James has been in the financial services industry since 1986. James is registered with the state of Wisconsin and Minnesota. James is also registered with FINRA and the state of Michigan. James's experience includes working with Edward D. Jones & Co., L.P., Dain Bosworth Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and Ameriprise Financial Services, LLC. James is also the founder of Mattson Wealth Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
12/04/2023 - Present
Cetera Investment Advisers LLC (Sarona WI)
MN
05/22/2020 - 12/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (EDINA MN)
MN
12/10/2010 - 05/27/2020
MORGAN STANLEY (ST.PAUL MN)
WI
12/08/1995 - 12/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAU CLAIRE WI)
NA
04/19/1991 - 12/20/1995
DAIN BOSWORTH INCORPORATED
MO
05/23/1986 - 05/02/1991
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 09/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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