Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Theodore Cook is a financial professional with over 10 years of experience in the financial services industry. James is currently a registered representative with J.P. Morgan Securities LLC and has a Series 63, Series 79, Series 52, Series 53, and SIE licenses. James is also licensed in 53 states and jurisdictions, and has extensive experience in investment banking, municipal securities, and financial planning. Prior to joining J.P. Morgan Securities LLC, James worked at Wells Fargo Securities, LLC. James is a highly qualified and experienced financial professional who is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/17/2018 - Present
J.p. Morgan Securities LLC (ORLANDO FL)
FL
09/18/2012 - 08/04/2015
WELLS FARGO SECURITIES, LLC (CLEARWATER FL)
BC
Issued 10/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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