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James Terrence Van zant

G1 Execution Services, LLC

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About James Terrence Van zant

James Terrence Van zant is a registered representative with G1 Execution Services, LLC, a firm headquartered in Chicago, Illinois. James has been in the financial services industry since 1994 and has held positions at both G1 Execution Services, LLC and GVR COMPANY. James is licensed to sell securities in Illinois. James has passed the Series 7, Series 24, Series 55, Series 57TO, and Series 63 exams.

Firm Information

James Van zant is currently registered with G1 Execution Services, LLC. G1 Execution Services, LLC is a Limited Liability Company formed in August 2000. The firm has been approved to operate in Illinois and Pennsylvania, and holds one approved SEC registration. The firm has 33 Regulatory Events and 1 Civil Event disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Van zant’s Registration & Firm History

IL

06/05/2001 - Present

G1 Execution Services, LLC (CHICAGO IL)

IL

02/11/1994 - 06/05/2001

GVR COMPANY (CHICAGO IL)

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Licenses & Designations

BC

Issued 08/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/10/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Terrence Van zant.
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