Unclaimed
James Terrence Van zant is a registered representative with G1 Execution Services, LLC, a firm headquartered in Chicago, Illinois. James has been in the financial services industry since 1994 and has held positions at both G1 Execution Services, LLC and GVR COMPANY. James is licensed to sell securities in Illinois. James has passed the Series 7, Series 24, Series 55, Series 57TO, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/05/2001 - Present
G1 Execution Services, LLC (CHICAGO IL)
IL
02/11/1994 - 06/05/2001
GVR COMPANY (CHICAGO IL)
BC
Issued 08/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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