Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mangan is a financial professional with over 20 years of experience in the industry. James has a Series 6 license and holds the Securities Industry Essentials Examination certification. James is currently registered with Neuberger Berman BD LLC in New York, NY. Previously, James was employed at LEHMAN BROTHERS INC. and SG COWEN SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/13/2008 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/08/2000 - 06/13/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/07/1999 - 07/14/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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