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James Taylor Cullen

Buell Securities Corp.

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About James Taylor Cullen

James Cullen is a registered representative with Buell Securities Corp., holding both Series 63 and Series 7TO licenses among others. James has been in the industry since 1966 and has experience in the securities and investment business. James is licensed in multiple states and has a strong track record of providing sound financial advice to clients. James is committed to helping clients achieve their financial goals. James is located at Buell Securities Corp. branch office in Glastonbury, Connecticut.

Firm Information

James Cullen is currently registered with Buell Securities Corp.. Buell Securities Corp. is a Corporation formed in August 1977 and is approved in 21 states and the SEC. The firm has 5 regulatory event disclosures and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Cullen’s Registration & Firm History

CT

10/18/1966 - Present

Buell Securities Corp. (GLASTONBURY CT)

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Licenses & Designations

BC

Issued 10/27/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/14/1977

Series 4 - Registered Options Principal Examination

BC

Issued 10/14/1971

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for James Taylor Cullen. Review regulatory record here.
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