Unclaimed
James Cullen is a registered representative with Buell Securities Corp., holding both Series 63 and Series 7TO licenses among others. James has been in the industry since 1966 and has experience in the securities and investment business. James is licensed in multiple states and has a strong track record of providing sound financial advice to clients. James is committed to helping clients achieve their financial goals. James is located at Buell Securities Corp. branch office in Glastonbury, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/18/1966 - Present
Buell Securities Corp. (GLASTONBURY CT)
BC
Issued 10/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/14/1977
Series 4 - Registered Options Principal Examination
BC
Issued 10/14/1971
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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