Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Young is a financial advisor associated with Cetera Advisor Networks LLC. James has over 13 years of experience in the financial services industry. James has passed the Series 6, 7, 63, and SIE exams. Cetera Advisor Networks LLC is an independent broker-dealer that offers a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
07/20/2022 - Present
Cetera Advisor Networks LLC (MAPLE GROVE MN)
IA
03/16/2016 - 10/19/2018
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
CO
05/27/2015 - 12/31/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
IA
01/21/2014 - 05/22/2015
SAGEPOINT FINANCIAL, INC. (WEST DES MOINES IA)
IA
10/12/2010 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (WEST DES MOINES IA)
IA
01/13/2009 - 07/17/2009
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
IA
01/26/2006 - 11/10/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NE
11/01/2002 - 11/01/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BC
Issued 10/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/31/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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