Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames T Sophia is a financial professional currently registered with CCO Capital, LLC. James has been active in the industry since April 29, 2023, holding Series 7TO, SIE, and Series 63 licenses. James is registered in seven states, including California, Hawaii, Illinois, Iowa, Minnesota, Nevada, and Wisconsin. Prior to joining CCO Capital, LLC, James was employed by MORGAN STANLEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
07/26/2023 - Present
CCO Capital, LLC (PHOENIX AZ)
OH
04/30/2023 - 07/27/2023
MORGAN STANLEY (Columbus OH)
BC
Issued 08/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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