Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Snell is a financial advisor who has been active in the industry since 1999. James is currently registered with Truist Advisory Services, Inc. in Virginia. Previously, James was registered with Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., Wachovia Securities, LLC, Evolution Financial Technologies, LLC, and Heartland Securities Corp. James has experience in securities, investment company products, and variable contracts. James holds Series 6, 7, 9, 10, 24, 55, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2021 - Present
Truist Advisory Services, Inc. (CULPEPER VA)
VA
03/28/2019 - 05/03/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GLEN ALLEN VA)
VA
09/01/2011 - 05/03/2021
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
VA
12/11/2007 - 08/30/2011
SUNTRUST INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
03/29/2006 - 12/04/2007
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NJ
03/21/2003 - 03/30/2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
NJ
05/15/2002 - 04/04/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
01/28/1999 - 03/01/2002
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
07/28/1998 - 10/06/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 05/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 06/07/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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