Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames T. Christy is an investment advisor representative with Northwest Financial Advisors LLC. James has been in the financial services industry since 2002. James is registered to provide investment advisory services in Texas and Virginia. James has also been registered to provide broker-dealer services in 38 states, including Arizona, California, and New York. James holds the Series 6, Series 7, and Series 63 securities licenses as well as the Series 65 investment advisor license. Northwest Financial Advisors LLC is an independent investment advisor firm that provides a wide range of services to individuals, families, and businesses. The firm specializes in financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
09/19/2013 - Present
Northwest Financial Advisors LLC (HERNDON VA)
MA
09/26/2002 - 12/12/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/26/2002 - 12/12/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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