Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carpenter is a financial advisor at Edward Jones. James has over 20 years of experience in the financial services industry. James is licensed to provide investment advice in 20 states. James has experience with various investment products and services, including stocks, bonds, mutual funds, and exchange-traded funds. James also has experience providing financial planning services. James is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/15/2019 - Present
Edward Jones (Hubbard OH)
OH
09/23/2014 - 04/28/2017
PNC INVESTMENTS (YOUNGSTOWN OH)
OH
12/09/2013 - 09/29/2014
FIFTH THIRD SECURITIES, INC. (TALLMADGE OH)
OH
10/01/2012 - 06/14/2013
J.P. MORGAN SECURITIES LLC (WARREN OH)
OH
03/22/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WARREN OH)
OH
12/18/2009 - 03/11/2010
LPL FINANCIAL CORPORATION (YOUNGSTOWN OH)
OH
08/02/2004 - 12/21/2009
NFP SECURITIES, INC. (YOUNGSTOWN OH)
OH
04/25/2003 - 08/03/2004
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
TX
03/04/2003 - 07/17/2003
NFP SECURITIES, INC. (AUSTIN TX)
MO
04/18/2000 - 09/18/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 01/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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