Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames T Buie is a financial advisor with over 18 years of experience in the financial services industry. James is registered with Raymond James & Associates, Inc. in Dallas, TX. Prior to joining Raymond James & Associates, Inc., James was employed at Morgan Keegan & Company, Inc. and Banc of America Securities LLC. James is licensed in a number of states, including Arizona, Colorado, Idaho, New Mexico, Oklahoma, Texas, and Utah. James specializes in providing financial advice to individuals, corporations, and pension and profit-sharing plans. James has a strong understanding of the financial markets and can help you develop a customized financial plan that meets your specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/01/2008 - Present
Raymond James & Associates, Inc. (DALLAS TX)
TN
04/16/2012 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TX
05/06/2004 - 02/25/2008
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
BC
Issued 06/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Buie is the right advisor for you? Invested Better is here to help.
