Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Swift is a financial professional with Kestra Investment Services, LLC. James has been in the industry since 2017 and holds the Series 6 and SIE licenses. Previously, James worked at LPL FINANCIAL LLC and Pacific Select Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WA
09/12/2022 - Present
Kestra Investment Services, LLC (Seattle WA)
WA
09/16/2021 - 07/22/2022
LPL FINANCIAL LLC (BELLEVUE WA)
CA
04/16/2015 - 02/10/2020
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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