linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Swiech

PFS Investments Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Swiech

James Swiech is a registered representative with PFS Investments Inc. and has been in the industry since 2023. James is licensed in New York and South Carolina. James also holds Series 63, 65, 6TO, SIE and Series 26 securities licenses and has experience in providing investment advice to individuals and businesses. James currently works out of the Gallatin, TN office, which is one of PFS Investments Inc. branch offices. James's primary focus is providing investment advice to individuals, with experience in investment related products such as variable annuities and mutual funds. James also provides investment advice to businesses, including corporations and trusts.

Firm Information

James Swiech is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Swiech’s Registration & Firm History

TN

08/06/2024 - Present

PFS Investments Inc. (GALLATIN TN)

Not sure if James Swiech is right for you?

Licenses & Designations

IA

Issued 07/08/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2024

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/09/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Swiech.
Not sure if James Swiech is right for you?