Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sullivan is registered with Mutual Of America Securities LLC. James is a licensed and registered financial professional with years of experience in the industry. James has a series 6TO and SIE licenses. James is currently registered in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/08/2022 - Present
Mutual OF America Securities LLC (Boca Raton FL)
BC
Issued 09/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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