Unclaimed
James Sturniolo is a registered representative with Allstate Financial Services, LLC in Lincoln, Nebraska. James has been in the securities industry since February 13, 2001. He is licensed to sell securities in the state of New York and holds Series 6, 63, 26, and 51 licenses. James is also a Registered Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
06/06/2001 - Present
Allstate Financial Services, LLC (Lincoln NE)
NY
02/09/2001 - 06/01/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 03/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/07/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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